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Part V – VA Activity Rulebooks

1. Rulebooks. VASPs must comply at all times with the following Rulebooks, as may be amended from time to time—
 
  a. Company Rulebook;
  b. Compliance and Risk Management Rulebook;
  c. Technology and Information Rulebook; and
  d. Market Conduct Rulebook.
 
2. VA Activity specific Rulebooks. In addition to the Rulebooks in Regulation V.1 above, VASPs must comply at all times with each of the following Rulebooks that correspond to the VA Activity[ies] it is Licensed to carry out, as may be amended from time to time—
 
  a. Advisory Services Rulebook;
  b. Broker-Dealer Services Rulebook;
  c. Custody Services Rulebook;
  d. Exchange Services Rulebook;
  e. Lending and Borrowing Services Rulebook;
  f. VA Management and Investment Services Rulebook; and
  g. VA Transfer and Settlement Services Rulebook.