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Updates to Regulatory Framework
Showing results 121 to 140 of 326
121 . B. No Corrupt Payments ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
122 . C. Investigation and Reporting ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
123 . F. Consequences of Breach ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
124 . Part VII – Sponsored VASPs ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
125 . C. Application Process ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
126 . B. Requirement to Obtain Prior Approval ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
127 . D. Establishing a Sponsored VASP Relationship ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
128 . F. Compliance Responsibility ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
129 . E. Regulatory Status, Marketing and Disclosures ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
130 . H. Capital and Prudential Requirements ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
131 . I. Accounts ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
132 . J. Complaints Handling Requirements ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
133 . K. Governance and Reporting Responsibilities ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
134 . J. Enforcement ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
135 . C. Third-Party Bank ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
136 . D. Disclosure, Reporting and Audit Requirements ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
137 . I. Record keeping ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
138 . H. Compliance with targeted financial sanctions ( )
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
139 . C. Margin Trading Obligations ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
140 . B. Client Instructions ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules