A. Policies and Procedures
Effective from Feb 07 2023 - Feb 06 2023
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1. | In addition to all other requirements in the Regulations and Rulebooks, VASPs providing Advisory Services shall establish, implement and enforce appropriate written internal policies and procedures relating to the following— |
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a. | how they ensure the independent basis of their advice; | |||
b. | how they ensure all Staff providing advice are sufficiently competent in accordance with Rule II.B.1 of this Advisory Services Rulebook; and | |||
c. | such other policies and procedures as VARA may require from time to time. |