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Updates to Regulatory Framework
Showing results 1 to 20 of 790
1 . B. VARA approval and powers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
2 . K. Negative account balance and use of Insurance Fund ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
3 . J. Monitoring, notification and close-out ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
4 . L. Records, reporting and notification ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
5 . D. Segregation of ETD Services ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
6 . D. Prudential Requirements, Initial Margin and Maintenance Margin ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
7 . A. General Requirements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
8 . I. Insurance Funds ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
9 . Exchange Services Rulebook ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks
10 . E. Client communication and disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
11 . G. Margin and leverage limits ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
12 . Schedule 1–Definitions ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook
13 . H. Perpetual ETDs. ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
14 . Part V – Exchange Traded Derivative Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook
15 . C. Client suitability and assessment ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
16 . F. ETD Services Agreement ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part V – Exchange Traded Derivative Services Rules
17 . Federal AML/CFT Laws ( )
VARA Rulebook | Laws & Regulations
18 . VA Transfer and Settlement Services Rulebook ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks
19 . VA Management and Investment Services Rulebook ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks
20 . Lending and Borrowing Services Rulebook ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks