Updates to Regulatory Framework
Showing results 121 to 140 of 790
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part IV – Outsourcing Management
122 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
123 . A. Application (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
124 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
125 . B. Paid-Up Capital (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
126 . C. Net Liquid Assets (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
127 . D. Insurance (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
128 . E. Reserve Assets (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VI – Capital and Prudential Requirements
129 . A. Wind Down Plan (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part VII – Insolvency and Wind Down
130 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook
131 . C. Voluntary ESG Disclosure Requirements (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part V – Environmental, Social and Governance
132 . E. Sub-Outsourcing (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part IV – Outsourcing Management
133 . Introduction (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook
134 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
135 . B. Compliance Management System (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
136 . H. Default Rules (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
137 . Schedule 1 – Definitions (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook
138 . C. Duties of the Compliance Officer (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
139 . Part II – Tax Reporting and Compliance (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism