Updates to Regulatory Framework
Showing results 121 to 140 of 773
121 . C. Duties of the Compliance Officer (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part I – Compliance Management
122 . Part II – Tax Reporting and Compliance (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
124 . B. Policies and Procedures (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
125 . A. Application and Interpretation (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
126 . B. Treatment of Client Money (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
127 . A. Application and Interpretation (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part V – Client Virtual Assets Rules
128 . A. Interpretation (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
129 . G. Responsible Officer (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
130 . Schedule 1 – Definitions (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
131 . E. Reconciliation (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
132 . F. Failure to Comply (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part IV – Client Money Rules
133 . D. Reconciliation (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part V – Client Virtual Assets Rules
134 . A. General Principles (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
135 . B. No Corrupt Payments (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
136 . C. Investigation and Reporting (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
137 . F. Consequences of Breach (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VI – Anti-Bribery and Corruption
138 . Part VII – Sponsored VASPs (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook
139 . C. Application Process (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs
140 . B. Requirement to Obtain Prior Approval (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part VII – Sponsored VASPs