Updates to Regulatory Framework
Showing results 201 to 220 of 773
201 . D. Other Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part I – Policies, Procedures and Public Disclosures
202 . C. Activity-Specific Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part I – Policies, Procedures and Public Disclosures
203 . B. Public Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part I – Policies, Procedures and Public Disclosures
204 . E. Margin Trading Agreement (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
205 . B. VARA Approval and Powers (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
206 . A. Compliance with Margin Trading Rules (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
207 . E. Client Due Diligence (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Compliance and Risk Management Rulebook | Part III – Anti-Money Laundering and Combating the Financing of Terrorism
208 . B. Public Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part I – Policies, Procedures and Public Disclosures
209 . D. Settlement (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part III – Exchange Services Rules
210 . B. Public Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part I – Polices, Procedures and Public Disclosures
211 . E. Margin Trading Agreement (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part III – Exchange Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part IV – Margin Trading Rules
214 . E. Client Agreements (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part II – Lending and Borrowing Services Rules
215 . Part I – Licence Requirements (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook
216 . A. General Requirement (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part I – Licence Requirements
217 . B. Public Disclosures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Exchange Services Rulebook | Part II – Policies, Procedures and Public Disclosures
218 . B. Prohibited Virtual Assets (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part I – Licence Requirements
219 . E. Category 2 VA Issuance (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook | Part I – Licence Requirements
220 . Part II – General Rules (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Virtual Asset Issuance Rulebook