Updates to Regulatory Framework
Showing results 201 to 220 of 790
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part IV – Staking from Custody Services Rules
202 . Schedule 1 – Definitions (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook
203 . H. Reporting and Notification (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part V – Collateral Wallet Services Rules
205 . Schedule 1 – Definitions (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook
206 . C. Conflicts of Interest (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
207 . G. Transactions with Related Parties (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part II – Corporate Governance
208 . B. Qualification (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
209 . F. Honesty, Integrity and Reputation (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Company Rulebook | Part III – Fit and Proper Requirements
210 . K. Client Agreements (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
211 . I. Receipt and Transmission of Orders (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
212 . H. Management Practices (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
213 . F. Fees and Charges (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
214 . E. Client Reporting & Valuation (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
215 . A. Client Suitability (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part II – VA Management and Investment Services Rules
216 . D. Risk Management and Due Diligence (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part II – Lending and Borrowing Services Rules
217 . A. General Requirements (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part II – Lending and Borrowing Services Rules
218 . D. Other Disclosures (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part I – Policies, Procedures and Public Disclosures
219 . C. Activity-Specific Disclosures (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Lending and Borrowing Services Rulebook | Part I – Policies, Procedures and Public Disclosures
220 . B. Public Disclosures (
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VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Management and Investment Services Rulebook | Part I – Policies, Procedures and Public Disclosures