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Updates to Regulatory Framework
Showing results 261 to 280 of 790
261 . B. Board Committees ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part I – Additional Board Requirements
262 . A. Board Constitution ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Custody Services Rulebook | Part I – Additional Board Requirements
263 . C. Relationship with the Issuer ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part IV - Licensed Distribution Services Rules
264 . F. Receipts ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
265 . E. Exchange, Trade or Conversion ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
266 . A. Compliance with Licensed Distribution Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part IV - Licensed Distribution Services Rules
267 . D. Client Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
268 . C. Authorisation and Responsibility for Transmissions, Transfers and/or Settlements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
269 . B. Property Interests and Protection of Client Virtual Assets ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
270 . A. General Requirements ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
271 . Part IV - Licensed Distribution Services Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook
272 . B Public Disclosures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
273 . A Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part I – Policies, Procedures and Public Disclosures
274 . D. Prudential Requirements, Initial Margin and Maintenance Margin ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
275 . C. Margin Trading Obligations ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
276 . B. VARA Approval and Powers ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
277 . A. Compliance with Margin Trading Rules ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part III – Margin Trading Rules
278 . C. Advisory Services ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
279 . B. Dealing as Principal ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part II – Trading and Execution Rules
280 . A. Policies and Procedures ( )
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Broker-Dealer Services Rulebook | Part I – Polices, Procedures and Public Disclosures