Updates to Regulatory Framework
Showing results 281 to 300 of 773
281 . A. Complaints Handling Requirements (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part III – Complaints Handling
282 . B. Complaints Handling Procedures (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part III – Complaints Handling
283 . A. Investor Classifications (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part IV – Investor Classifications
284 . Part V – Public Disclosures (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part V – Public Disclosures
286 . B. Board and Staff Positions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VI – Market Transparency
287 . A. General Prohibition (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
288 . B. Group Entities (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
289 . B. Implementation and Control (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VIII – VA Standards
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
291 . A. Policies and Procedures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part I – Policies, Procedures and Public Disclosures
292 . G. Benchmark Global Standards (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
293 . E. Testing and Audit (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
294 . G. Algorithm Governance (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
295 . J. Staff Competency (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
296 . K. Notification to VARA (
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VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part II – Personal Data Protection
298 . C. Provision of Information to VARA (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part II – Personal Data Protection
299 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Schedule 1 – Guidance on Technology Governance and Risk Assessment Frameworks
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook