Updates to Regulatory Framework
Showing results 301 to 320 of 790
301 . Part V – Public Disclosures (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part V – Public Disclosures
303 . B. Board and Staff Positions (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VI – Market Transparency
304 . A. General Prohibition (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
305 . B. Group Entities (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VII – Trading Own Account
306 . B. Implementation and Control (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Market Conduct Rulebook | Part VIII – VA Standards
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
308 . A. Policies and Procedures (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | Advisory Services Rulebook | Part I – Policies, Procedures and Public Disclosures
309 . G. Benchmark Global Standards (
)
VARA Rulebook | Rulebooks | VA Activity and Other Rulebooks | VA Transfer and Settlement Services Rulebook | Part II – VA Transfer and Settlement Rules
310 . E. Testing and Audit (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
311 . G. Algorithm Governance (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
312 . J. Staff Competency (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
313 . K. Notification to VARA (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part I – Technology Governance, Controls and Security
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part II – Personal Data Protection
315 . C. Provision of Information to VARA (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Part II – Personal Data Protection
316 . Introduction (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Schedule 1 – Guidance on Technology Governance and Risk Assessment Frameworks
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook
318 . A. Risk Category 1: Organisational (
)
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Schedule 1 – Guidance on Technology Governance and Risk Assessment Frameworks
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Schedule 1 – Guidance on Technology Governance and Risk Assessment Frameworks
VARA Rulebook | Rulebooks | Compulsory Rulebooks | Technology and Information Rulebook | Schedule 1 – Guidance on Technology Governance and Risk Assessment Frameworks